从形式句法语义看“自指”和“转指”

A Reanalysis of Self and Shift Designation from the Perspective of Formal Syntax and Semantics

  • 摘要: 从形式句法语义学视角重新审视朱德熙(1983)提出的“自指”与“转指”这一对语义概念,发现存在一些问题,特别是“自指”在句法上并不对应于一个自然类,应该由名词补足语从句和关系从句这一对句法概念所替代。其次,关系从句和名词补足语从句最大的区别在于允准条件不同,关系从句要求从句内必须有一个语义变量,将关系从句从命题变成一元谓词,语义上关系从句与中心语名词通过谓词修饰规则进行语义交集运算。而名词补足语从句是由具有+CONTENT语义特征、语义类型为<t,<e,t>>的中心语名词来允准,中心语与补足语从句应用泛贴合运算规则进行语义组合计算。最后,根据语义变量来源,关系从句包括句法允准类和语义允准类两类,句法允准类从句内有对应的句法空位,而语义允准类从句内没有对应的句法空位。形式句法语义学视角下“XP的”的分类不仅解决自指/转指界限不清、自指内部句法不同质等问题,而且覆盖更多语言事实,具有较强的预测能力。

     

    Abstract: This paper re-examines the pair terms of self and shift designation proposed in Zhu Dexi (1983) from the perspective of formal syntax and semantics. It’s found that the two semantic concepts have their problems, especially the term “self designation”, whose references do not form a natural class syntactically. It’s argued that self and shift designation should be replaced by noun complement clause (NCC) and relative clause (RC) in formal syntax. Furthermore, the essential difference between RC and NCC is their licensing condition. RC requires a semantic variable changing RC from a proposition to a one-place predicate. Semantically, RC and its head noun are calculated by predication modification. However, NCC is licensed by the head noun with the +CONTENT feature whose semantic type is <t,<e,t>>. The noun complement clause and the head noun is calculated by functional application. Finally, based on the source of semantic variable, RCs can be classified into RCs with a syntactic gap in the relative clause and those without a syntactic gap in the relative clause, corresponding to the head noun. The new classification of “XP de” based on formal syntax and semantics not only solves the problems of blurred boundaries between self and shift designations, syntactic heterogeneity within self designation, but also covers a large array of de-related phenomena and has a relatively strong predicative power.

     

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