共时概括与英语关系从句的历时演变

Synchronic Generalizations and Diachronic Change of English Relative Clauses

  • 摘要: 可及性等级和生命性等级是语言类型学中得到广泛验证的共时概括,但二者与语言历时演变的关系尚缺乏深入探讨。本研究基于美国国情咨文语料库(1790—2023年),系统考察了英语关系从句的历时演变如何受制于这两个共性概括。研究发现:1)总体来看,可及性作用稳定,主语关系从句的使用频率始终高于宾语关系从句;2)结合语态来看,被动主语关系从句频率呈下降趋势,而相应的宾语关系从句频率则有所上升;3)综合考虑可及性和生命性,当二者作用方向一致时,关系从句呈高度稳定的两极化分布;当二者相互竞争时,虽然单一名词的生命性作用不如可及性效应显著,但在先行词与从句名词生命性的共同作用下,可及性效应受到显著抑制。

     

    Abstract: Accessibility and animacy hierarchies are two prominent typological generalizations that have been extensively supported by synchronic research. However, the potential relationship between these synchronic generalizations and diachronic changes has been largely unexplored. This study systematically examines how the diachronic change of English relative clauses is constrained by these two generalizations, using the American State of the Union corpus (1790-2023). Our findings reveal that 1) the influence of accessibility remains stable, with subject relative clauses consistently showing a higher frequency than object relative clauses. 2) When the voice is considered, subject relative clauses in the passive voice show a decreasing trend, while corresponding object relative clauses increase. 3) Taking both accessibility and animacy into account, relative clauses exhibit a stable, polarized distribution when their effects align. However, when these effects compete, the effect of accessibility is stronger than that of animacy of antecedents, though it is constrained and attenuated by the animacy of both antecedents and clausal nouns.

     

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